SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
10-K 10-K 2/16/2017 12/31/2016
Registration Statement S-8 POS 2/15/2017
13-F 13F-HR 2/14/2017 12/31/2016
13-D SC 13G/A 2/13/2017
13-D SC 13G/A 2/9/2017
13-D SC 13G 2/9/2017
8-K 8-K 2/1/2017 2/1/2017
Abstract: Registrant reported that Hilltop Securities Inc. entered into a settlement agreement with the Rhode Island Commerce Corp.
8-K 8-K 1/26/2017 1/26/2017
Abstract: Registrant furnished the earnings presentation of 2016.
8-K 8-K 1/26/2017 1/26/2017
Abstract: On Jan. 26, registrant reported its net income for the quarter and its net income for the year ended Dec. 31, 2016. Registrant declared a dividend of 6 cents per share, payable Feb. 28 to stockholders as of Feb. 15. Registrant reported that the board of directors of the registrant reauthorized the stock repurchase program originally approved during 2016 through January 2018.
13-F 13F-HR 11/14/2016 9/30/2016
8-K 8-K 10/27/2016 10/27/2016
Abstract: Registrant released presentation materials it plans to use in meetings with investors and analysts. The presentation was included by exhibit.
8-K 8-K 10/27/2016 10/27/2016
Abstract: On Oct. 27, registrant reported its net income for the quarter ended Sept. 30. Registrant declared a dividend of 6 cents per share, payable Nov. 30 to shareholders as of Nov. 15.
10-Q 10-Q 10/27/2016 9/30/2016
8-K 8-K 9/13/2016 9/9/2016
Abstract: Registrant reported that Jeremy Ford and Alan White were appointed co-CEOs of the registrant, effective Sept. 12. Registrant reported that James Huffines was appointed COO for subsidiaries of the registrant and John Martin was appointed chief accounting officer of the registrant, in each case effective Sept. 12. The first amendment to retention agreement and assignment and assumption agreement, among other things, was included by exhibit.
8-K 8-K/A 9/7/2016 8/24/2016
Abstract: Registrant filed an amendment to the Form 8-K to provide updated information regarding employment agreement by and between the registrant and William Furr.
8-K 8-K 8/24/2016 8/24/2016
Abstract: Registrant reported on Aug. 24 the appointment of William Furr as CFO of the registrant effective as of Sept. 1.
13-F 13F-HR 8/15/2016 6/30/2016
8-K 8-K 7/27/2016 7/27/2016
Abstract: Registrant furnished its second-quarter earnings presentation which it intends to use, whole or in part, in one or more meetings with investors or analysts on July 28.
8-K 8-K 7/27/2016 7/27/2016
Abstract: On July 27, registrant reported its net income for the quarter ended June 30.
10-Q 10-Q 7/27/2016 6/30/2016

Displaying 1 to 20 (of 169 filings)