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Institutional Ownership
Institutional Ownership
Ownership > 100%
×
Ownership > 100%
List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:
Double-counting
- On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.
Short Interest
- A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.
A gap between 'as of' dates
- In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.
Other possible reasons:
a) An overlap occurs amongst reporting institutions;
b) The 13F filing includes holdings other than common stock issues;
c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.
Ownership Information
Shares Outstanding
90,632,962
Short Interest Shares
596,176
Float (%)
75.65
Institutional Ownership (%)
62.87
Mutual Fund Ownership (%)
40.20
Insider Ownership (%)
24.35
Top 10 Instn Holders (%)
35.48
Ownership Activity - Total Positions
Total Positions
Total Positions
HOLDERS
241
SHARES
57,252,831
New Positions
HOLDERS
42
SHARES
1,985,182
Increased Positions
HOLDERS
77
SHARES
6,881,742
Decreased Positions
HOLDERS
63
SHARES
(4,934,035)
Soldout Positions
HOLDERS
19
SHARES
(5,517,528)
Net Change
SHARES
(1,584,639)
Total Positions
HOLDERS
241
SHARES
57,252,831
New Positions
HOLDERS
42
SHARES
1,985,182
Increased Positions
HOLDERS
77
SHARES
6,881,742
Decreased Positions
HOLDERS
63
SHARES
(4,934,035)
Soldout Positions
HOLDERS
19
SHARES
(5,517,528)
Net Change
SHARES
(1,584,639)
Institutional Ownership
Mutual Fund
Company
Shares
% Out
Value ($)
Reported
Change
Vanguard Group Inc.
6,617,470
7.30
170,002,804
9/30/2019
101,496
FMR LLC
5,801,319
6.40
149,035,885
9/30/2019
833,030
Dimensional Fund Advisors LP
5,554,284
6.13
142,689,556
9/30/2019
(13,903)
BlackRock Inc.
5,083,217
5.61
130,587,845
9/30/2019
88,017
State Street Global Advisors Inc.
1,914,648
2.11
49,187,307
9/30/2019
(87,470)
Westwood Management Corp.
1,808,175
2.00
46,452,016
9/30/2019
1,787,616
Goldman Sachs Asset Management LP
1,542,167
1.70
39,618,270
9/30/2019
711,449
TIAA
1,392,100
1.54
35,763,049
9/30/2019
253,709
Norges Bank Investment Management
1,323,456
1.46
33,999,585
12/31/2018
0
Advisory Research Inc.
1,117,755
1.23
28,715,126
9/30/2019
(167,235)
Columbia Management Investment Advisers LLC
1,013,907
1.12
26,047,271
9/30/2019
219,887
Renaissance Technologies LLC
1,010,584
1.12
25,961,903
9/30/2019
184,000
Context BH Capital Management LP
961,903
1.06
24,711,288
9/30/2019
(55,436)
Northern Trust Global Investments
942,431
1.04
24,211,052
9/30/2019
22,682
Geode Capital Management LLC
893,314
0.99
22,949,237
9/30/2019
(14,242)
Bayview Asset Management LLC
880,756
0.97
22,626,622
9/30/2019
0
Capital Research & Mgmt Co.
750,000
0.83
19,267,500
9/30/2019
(150,000)
Royce & Associates LP
738,100
0.81
18,961,789
9/30/2019
(50,000)
Charles Schwab Investment Management Inc.
727,072
0.80
18,678,480
9/30/2019
202,703
American Century Investment Management Inc
643,413
0.71
16,529,280
9/30/2019
(147,678)
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