Institutional Ownership

Ownership Information

Shares Outstanding

82,179,488

Short Interest Shares

1,637,690

Float (%)

78.64

Institutional Ownership (%)

65.13

Mutual Fund Ownership (%)

35.83

Insider Ownership (%)

21.36

Top 10 Instn Holders (%)

33.05

Ownership Activity - Total Positions

Company	Shares	% Out	Value ($)	Reported	Change
Vanguard Group Inc.	6,577,423	8.00	206,596,856	9/30/2020	(331,381)
Dimensional Fund Advisors LP	5,479,022	6.67	172,096,081	9/30/2020	(101)
BlackRock Inc.	4,732,000	5.76	148,632,120	9/30/2020	(246,234)
Wellington Management Group LLP	4,691,530	5.71	147,360,957	9/30/2020	745,520
American Century Investment Management Inc	1,745,152	2.12	54,815,224	9/30/2020	59,888
State Street Global Advisors Inc.	1,640,775	2.00	51,536,743	9/30/2020	(197,140)
Westwood Management Corp.	1,474,015	1.79	46,298,811	9/30/2020	(5,330)
Azora Capital LP	1,348,857	1.64	42,367,598	9/30/2020	468,426
Northern Trust Global Investments	1,221,987	1.49	38,382,612	9/30/2020	(34,738)
Millennium Management LLC	1,204,552	1.47	37,834,978	9/30/2020	868,324
Norges Bank Investment Management	1,130,189	1.38	35,499,236	12/31/2019	0
TIAA	1,106,553	1.35	34,756,830	9/30/2020	16,154
Geode Capital Management LLC	1,103,200	1.34	34,651,512	9/30/2020	(17,043)
Bayview Asset Management LLC	1,037,145	1.26	32,576,724	9/30/2020	0
American Beacon Advisors Inc.	779,333	0.95	24,478,850	12/31/2020	(4,665)
Goldman Sachs Asset Management LP	770,859	0.94	24,212,681	9/30/2020	83,647
Charles Schwab Investment Management Inc.	755,561	0.92	23,732,171	12/31/2020	(112,971)
Capital Research & Mgmt Co.	750,000	0.91	23,557,500	9/30/2020	0
Columbia Management Investment Advisers LLC	733,961	0.89	23,053,715	9/30/2020	(130,691)
BHZ Capital Management LP	667,997	0.81	20,981,786	9/30/2020	(28,401)

Displaying 1 to 20 (of 255)

Hilltop Holdings does not control the following website and their privacy policies may differ. Hilltop Holdings is not responsible for the content nor transactions carried out on the following website.

Institutional Ownership

Total Positions

New Positions

Increased Positions

Decreased Positions

Soldout Positions

Net Change

List of possible reasons behind the infrequent cases where we have total institutional ownership that exceeds 100% of the common shares outstanding for a specific company:

Double-counting - On the 13-F filing, each institutional holder must report all securities over which they exercise sole or shared investment discretion. In cases where investment discretion is shared by more than one institution, care is generally taken to prevent double-counting, but there is always the exception. Another cause of double-counting is a company name change for the 13F filer where the holdings are accounted for under both filer names.

Short Interest - A large short interest amount affects the institutional ownership amount considerably because all shares that have been sold short appear as holdings in two separate portfolios. One institution has lent its shares to a short seller, while the same shares have been purchased by another reporting institution. Consequently, the institutional ownership percentage reflected in the 13-F filings is overstated as a percentage of total shares outstanding.

A gap between 'as of' dates - In the case where gaps between the 'as of' dates of the holdings and the shares outstanding arise, the percentage owned could be skewed due to a sharp increase/decrease in shares out. Again, this case doesn’t come up very often but the results are unavoidable.

Other possible reasons: a) An overlap occurs amongst reporting institutions; b) The 13F filing includes holdings other than common stock issues; c) Mutual fund money is co-advised and incorrectly reported by multiple institutions.